第7部份：MPF 中介人
MPF Intermediaries Examination · Chapter 7: MPF Intermediaries
Q1 免費 Free
強積金中介人法定規管制度在哪一日生效？
On what date did the statutory regulatory regime for MPF intermediaries take effect?
顯示答案 / Show Answer
正確答案 / Correct Answer: D
- 根據第 7.1 節，《2012 年強制性公積金計劃（修訂）條例》於 2012 年 6 月由立法會通過，並於 2012 年 11 月 1 日正式生效，確立中介人法定規管框架。
- B 是條例通過月份，並非生效日期；A 是強積金制度本身啟動日，與中介人法定規管不同。
- Per section 7.1, the MPFSO (Amendment) Ordinance 2012 was enacted by LegCo in June 2012 but came into operation on 1 November 2012, establishing the statutory regime.
- B is the enactment month rather than the commencement date; A is the launch date of the MPF System itself, not the intermediary regime.
Q2 免費 Free
在中介人法定規管制度下，下列哪一機構是負責施加紀律處分的唯一機構？
Under the statutory regime, which body is the sole authority empowered to impose disciplinary sanctions on registered MPF intermediaries?
顯示答案 / Show Answer
正確答案 / Correct Answer: B
- 第 7.1 及 7.2.6 節指出，MA、IA 及 SFC 為前線監管機構（FRs），負責監督和調查；惟施加紀律處分屬 MPFA 的專屬權力。
- MA / IA / SFC 只負責前線監督及調查，不能直接施加紀律處分。
- Sections 7.1 and 7.2.6 make clear that MA, IA and SFC act as frontline regulators (FRs) for supervision and investigation, but only the MPFA may impose disciplinary sanctions.
- FRs cannot directly issue disciplinary orders; they refer findings to the MPFA for decision.
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本應用為獨立學習工具，與強制性公積金計劃管理局 (MPFA) 無關，亦未獲其認可。
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