PrepLicense: HK SFC · Study notes · Paper 13
SFC LE Paper 13 has not been introduced
Not yet introduced — will launch when the new licensing regime for Type 12 RA (providing client clearing services for OTC derivative transactions) takes effect.
The current papers are 1–12 and 15–19
Many third-party sources still list Papers 13 and 14 as current — that information is out of date. See the full paper list, and the complete guide for the regulated activities each paper serves and the exemption rules.
Want practice questions alongside?
PrepLicense: HK SFC has bilingual question banks and mock exams for all 17 papers — best used alongside these notes.
Independent study aid. Not affiliated with or endorsed by the SFC or the HKSI Institute.
© 2026 Sai Chun Christopher Tang. All rights reserved.