PrepLicense: HK SFC · Study Notes
SFC HKSI LE Study Notes · 17 Papers
Key revision notes for the Hong Kong SFC HKSI Licensing Examination, organised across all 17 papers. Use alongside practice questions for best results.
Paper 1 Fundamentals of Securities and Futures Regulation Paper 2 Regulation of Securities Paper 3 Regulation of Derivatives Paper 4 Regulation of Credit Rating Services Paper 5 Regulation of Corporate Finance Paper 6 Regulation of Asset Management Paper 7 Financial Markets Paper 8 Securities Paper 9 Derivatives Paper 10 Credit Rating Services Paper 11 Corporate Finance Paper 12 Asset Management Paper 15 Sponsors (Principals) Paper 16 Sponsors (Representatives) Paper 17 Regulation of Takeovers and Share Buy-backs Paper 18 Regulation of Providing Depositary Services Paper 19 Depositary Services for Collective Investment Schemes
Want to practise real exam questions?
PrepLicense offers bilingual practice questions across all 17 SFC papers plus mock exams — best used alongside these study notes.
Independent study aid. Not affiliated with or endorsed by the SFC or HKSI Institute.
本應用為獨立學習工具，與證券及期貨事務監察委員會（SFC）及香港證券及投資學會（HKSI Institute）無關，亦未獲其認可。
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